Learn More

Regtech · London, United Kingdom

Ruleguard

Ruleguard is a London-based RegTech company that provides a GRC and compliance software platform, including agentic AI, for regulated financial services firms.

Headquarters
London, United Kingdom
Sector
Regtech

About Ruleguard

Ruleguard (the trading style of Strategic Software Applications Ltd) offers a connected compliance operating platform with 21 modules across compliance and risk, employee compliance and consumer duty, such as CASS, compliance monitoring, complaints management, operational resilience and supplier oversight. It positions itself around continuous, data-led compliance, using AI compliance agents to produce real-time, audit-ready evidence. It serves asset managers, banks, wealth managers, insurers, pensions, hedge funds and payments firms, is ISO 27001 certified, and was shortlisted for the RiskTech 2026 Award.

What Ruleguard offers

  • GRC and compliance operating platform
  • Compliance monitoring
  • Client Asset Compliance (CASS)
  • Audit management
  • Incident and breach management
  • Operational resilience and operational risk management
  • Regulatory change management
  • Policy and document management
  • Accountability regimes and employee attestations
  • Conflicts of interest, gifts and hospitality, personal account dealing
  • Consumer Duty, complaints management and financial promotions
  • Supplier oversight (third-party risk)
  • AI compliance agents
  • Workflows and integrations

Who Ruleguard serves

  • Asset managers
  • Banks
  • Wealth managers
  • Insurers
  • Pension providers
  • Hedge funds
  • E-money and payments firms
  • Compliance, risk, HR, governance and operations teams in regulated financial firms

Topics

  • RegTech
  • GRC software
  • compliance monitoring
  • continuous compliance
  • agentic AI
  • CASS
  • Consumer Duty
  • operational resilience
  • third-party risk
  • financial services

Similar fintech companies

  • Napier AI+315

    Regtech · London, United Kingdom

    Napier AI provides an AI-powered anti-money laundering and financial crime compliance platform for regulated financial institutions.

  • Wealth Dynamix+180

    Regtech, Wealth, Finance software · United Kingdom

    Wealth Dynamix provides client lifecycle management (CLM), CRM and digital onboarding software for private banks and wealth management firms.

  • Behavox+175

    Regtech, Payments · London, United Kingdom

    Behavox builds an AI-native compliance and conduct surveillance platform for financial institutions and other regulated firms.

  • Encompass Corporation+170

    Regtech · Glasgow, United Kingdom

    Encompass Corporation provides a Corporate Digital Identity (CDI) and KYC automation platform that helps banks verify and validate corporate clients.

  • Fintru+170

    Regtech, Lending, Wealth · Belfast, United Kingdom

    FinTrU provides Client Lifecycle Management services across KYC, Compliance, Risk and Legal to global financial institutions.

  • Vixio+170

    Regtech, Payments, Crypto & DeFi · London, United Kingdom

    Vixio provides an expert-enriched regulatory change management and intelligence platform for gambling, payments and banking businesses.

More in the database

Profile researched by Alexandra Studio from public information about Ruleguard, updated 10 November 2026. Something wrong or missing? Update your company or remove it.